Core Scientific, Inc./tx — Director's Dealing 2022

Jan 31, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Core Scientific, Inc./tx (CORZ)
CIK: 0001839341
Period of Report: 2022-01-19

Reporting Person: LEVITT MICHAEL J (Director, Chief Executive Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	210854	Direct
Common Stock	41470	Indirect
Common Stock	869110	Indirect
Common Stock	869110	Indirect
Common Stock	3835368	Indirect
Common Stock	10629668	Indirect
Common Stock	800210	Indirect
Common Stock	3199414	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrant (right to buy)	$2.15		Common Stock (1600153)		Direct

Footnotes

F1: The securities are held by HKM Investments, LLC, which the Reporting Person serves as its managing member.

F2: The shares are held by Michael J. Levitt, Christopher B. Harrison, and Nadine Bernecker Levitt as Co-Trustees of the MJL 2012 Younger Children Trust, modified as of March 21, 2021, which the Reporting Person serves as a trustee.

F3: The shares are held by Michael J. Levitt and Christopher B. Harrison as Co-Trustees of the MJL 2012 Older Children Trust, modified as of March 21, 2021, which the Reporting Person serves as a trustee.

F4: The shares are held by Michael J. Levitt and Nadine Bernecker Levitt as Co-Trustees of the CS 1219 Trust, dated April 13, 2017, which the Reporting Person serves as a trustee.

F5: The shares are held by Michael J. Levitt, as Trustee of the MJL Revoacable Trust, modified as of June 18, 2021, which the Reporting Person serves as a trustee.

F6: The shares are held by Nadine Bernecker Levitt as Trustee of the NBL Revocable Trust, modified as of June 18, 2021, which the Reporting Person serves as a trustee.

F7: The securities are held by MJL Blockchain LLC, which the Reporting Person serves as its managing member.

F8: The latter of January 20, 2023 or the expiration of applicable lockup restrictions on the securities.