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Core Scientific, Inc./tx Director's Dealing 2022

Aug 17, 2022

30992_dirs_2022-08-17_f283f345-e286-4490-b120-ef84b6acd06e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Core Scientific, Inc./tx (CORZ)
CIK: 0001839341
Period of Report: 2022-08-15

Reporting Person: LEVITT MICHAEL J (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-08-15 Common Stock A 2800000 $0.00 Acquired 20094478 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 41470 Indirect
Common Stock 869110 Indirect
Common Stock 869110 Indirect
Common Stock 3835368 Indirect
Common Stock 10629668 Indirect
Common Stock 800210 Indirect
Common Stock 3199414 Indirect

Footnotes

F1: Represents a restricted stock unit ("RSU") grants. The RSUs vest in four equal annual installments commencing August 15, 2023, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

F2: The securities are held by HKM Investments, LLC, which the Reporting Person serves as its managing member.

F3: The shares are held by Michael J. Levitt, Christopher B. Harrison, and Nadine Bernecker Levitt as Co-Trustees of the MJL 2012 Younger Children Trust, modified as of March 21, 2021, which the Reporting Person serves as a trustee.

F4: The shares are held by Michael J. Levitt and Christopher B. Harrison as Co-Trustees of the MJL 2012 Older Children Trust, modified as of March 21, 2021, which the Reporting Person serves as a trustee.

F5: The shares are held by Michael J. Levitt and Nadine Bernecker Levitt as Co-Trustees of the CS 1219 Trust, dated April 13, 2017, which the Reporting Person serves as a trustee.

F6: The shares are held by Michael J. Levitt, as Trustee of the MJL Revocable Trust, modified as of June 18, 2021, which the Reporting Person serves as a trustee.

F7: The shares are held by Nadine Bernecker Levitt as Trustee of the NBL Revocable Trust, modified as of June 18, 2021, which the Reporting Person serves as a trustee.

F8: The securities are held by MJL Blockchain LLC, which the Reporting Person serves as its managing member.