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CORCEPT THERAPEUTICS INC — Director's Dealing 2012
Apr 2, 2012
30681_dirs_2012-04-02_ba3987d6-df3a-4aa1-9394-d78288c18c17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CORCEPT THERAPEUTICS INC (CORT)
CIK: 0001088856
Period of Report: 2012-03-29
Reporting Person: ANDERSON DAVID L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-29 | Common Stock | X | 52301.0000 | $2.9600 | Acquired | 394349.0000 | Indirect |
| 2012-03-29 | Common Stock | X | 538.0000 | $2.9600 | Acquired | 267288.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-29 | Common Stock Warrant | $4.0500 | P | 52301.0000 | Acquired | 2015-03-29 | Common Stock (52301.0000) | Indirect |
| 2012-03-29 | Common Stock Warrant | $2.9600 | X | 52301.0000 | Disposed | 2013-04-21 | Common Stock (52301.0000) | Indirect |
| 2012-03-29 | Common Stock Warrant | $4.0500 | P | 538.0000 | Acquired | 2015-03-29 | Common Stock (538.0000) | Indirect |
| 2012-03-29 | Common Stock Warrant | $2.9600 | X | 538.0000 | Disposed | 2013-04-21 | Common Stock (538.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 327603.0000 | Indirect |
| Common Stock | 11136.0000 | Indirect |
Footnotes
F1: Issuance of common stock upon exercise of warrants in accordance with the Warrant Purchase Agreement dated as of April 21, 2010.
F2: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
F3: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
F4: Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F5: Acquired from the issuer pursuant to a Warrant Purchase Agreement dated March 25, 2012, whereby purchase of the new warrants was conditioned upon the exercise of warrants that had been issued on April 21, 2010 (see also Footnote #1 above).