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CORCEPT THERAPEUTICS INC — Director's Dealing 2012
Dec 6, 2012
30681_dirs_2012-12-06_34ffd0da-6dfc-4728-9457-0a84fc7a1917.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CORCEPT THERAPEUTICS INC (CORT)
CIK: 0001088856
Period of Report: 2012-12-04
Reporting Person: BAKER G LEONARD JR (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-04 | Common Stock | P | 11000.0000 | $1.4469 | Acquired | 11000.0000 | Indirect |
| 2012-12-05 | Common Stock | P | 4200.0000 | $1.4994 | Acquired | 15200.0000 | Indirect |
| 2012-12-04 | Common Stock | P | 3500.0000 | $1.4469 | Acquired | 3500.0000 | Indirect |
| 2012-12-05 | Common Stock | P | 1400.0000 | $1.4994 | Acquired | 4900.0000 | Indirect |
| 2012-12-04 | Common Stock | P | 34000.0000 | $1.4469 | Acquired | 34000.0000 | Indirect |
| 2012-12-05 | Common Stock | P | 12931.0000 | $1.4994 | Acquired | 46931.0000 | Indirect |
| 2012-12-04 | Common Stock | P | 14500.0000 | $1.4469 | Acquired | 14500.0000 | Indirect |
| 2012-12-05 | Common Stock | P | 5600.0000 | $1.4994 | Acquired | 20100.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 683621.0000 | Direct |
| Common Stock | 1185850.0000 | Indirect |
| Common Stock | 29273.0000 | Indirect |
| Common Stock | 74113.0000 | Indirect |
| Common Stock | 5316967.0000 | Indirect |
| Common Stock | 1210498.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: Shares held by an irrevocable trust for the benefit of the Reporting Person's grandchild and of which the Reporting Person serves as co-trustee.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.49 to $1.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4: Shares held by an irrevocable trust for the benefit of the Reporting Person's grandchild and of which the Reporting Person's child serves as trustee. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
F5: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F6: Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
F7: Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
F8: Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
F9: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.