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CORCEPT THERAPEUTICS INC — Director's Dealing 2011
Oct 25, 2011
30681_dirs_2011-10-25_41684a3e-de9f-4a25-aa90-58ac090eaac0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CORCEPT THERAPEUTICS INC (CORT)
CIK: 0001088856
Period of Report: 2011-10-21
Reporting Person: BAKER G LEONARD JR (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-21 | Common Stock | J | 28671.0000 | $0.0000 | Acquired | 1208902.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-21 | Common Stock Warrant | $2.7700 | J | 1798.0000 | Acquired | 2015-03-24 | Common Stock (1798.0000) | Indirect |
| 2011-10-21 | Common Stock Warrant | $2.7700 | J | 278.0000 | Acquired | 2015-03-24 | Common Stock (278.0000) | Indirect |
| 2011-10-21 | Common Stock Warrant | $2.9600 | J | 1596.0000 | Acquired | 2013-04-21 | Common Stock (1596.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 205439.0000 | Direct |
| Common Stock | 379733.0000 | Indirect |
| Common Stock | 839059.0000 | Indirect |
| Common Stock | 379733.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Warrant | $2.9600 | 2013-04-21 | Common Stock (98449.0000) | 98449.0000 | Indirect |
| Common Stock Warrant | $2.7700 | 2015-03-24 | Common Stock (68224.0000) | 68224.0000 | Indirect |
| Common Stock Warrant | $2.9600 | 2013-04-21 | Common Stock (46791.0000) | 46791.0000 | Indirect |
| Common Stock Warrant | $2.9600 | 2013-04-21 | Common Stock (98449.0000) | 98449.0000 | Indirect |
Footnotes
F1: Distribution of shares without consideration to Managing Directors of the General Partner of Sutter Hill Ventures, A California Limited Partnership, in accordance with the partnership agreement.
F2: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
F3: Shares held by an individual retirement account, for the benefit of the reporting person.
F4: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F5: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.