CORAZON MINING LIMITED — Major Shareholding Notification 2021

Nov 29, 2021

604 page 1/2 15 July 2001

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

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Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To:Company Name/Scheme Corazon Mining Limited ACN/ARSN 112 898 825 1. Details of substantial holder (1) Name DELPHI Unternehmensberatung Aktiengesellschaft, Heidelberg, Germany Wilhelm K.T. Zours, Heidelberg, Germany ACN/ARSN (if applicable) There was a change in the interests of the
	To:Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) There was a change in the interests of the				Corazon Mining Limited
					112 898 825
					DELPHI Unternehmensberatung Aktiengesellschaft, Heidelberg, Germany Wilhelm K.T. Zours, Heidelberg, Germany
	substantial holder on 29 / 11 / 21 The previous notice was given to the company on 15 / 11 / 21 The previous notice was dated 15 / 11 / 21 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5) Fully paid ordinary shares 31,550,000 11.07% 35,378,143 12.41% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person’s votes affected 17 November 2021 DELPHI Unternehmensberatung Aktiengesellschaft On-market purchases $0.0370 per share ordinary shares, 700,000 700,000 18 November 2021 DELPHI Unternehmensberatung Aktiengesellschaft On-market purchases $0.0367 per share ordinary shares, 700,000 700,000 19 November 2021 DELPHI Unternehmensberatung Aktiengesellschaft On-market purchases $0.0360 per share ordinary shares, 87,749 87,749 23 November 2021 DELPHI Unternehmensberatung Aktiengesellschaft On-market purchases $0.0360 per share ordinary shares, 862,250 862,250 24 November 2021 DELPHI Unternehmensberatung Aktiengesellschaft On-market purchases $0.0352 per share ordinary shares, 250,001 250,001 24 November 2021 DELPHI Unternehmensberatung Aktiengesellschaft On-market purchases $0.0350 per share ordinary shares, 15,087 15,087 29 November 2021 DELPHI Unternehmensberatung Aktiengesellschaft On-market purchases $0.0350 per share ordinary shares, 1,213,056 1,213,056
		Date of change	Person whose relevant interest changed			Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
		17 November 2021	DELPHI Unternehmensberatung Aktiengesellschaft			On-market purchases	$0.0370 per share	ordinary shares, 700,000	700,000
		18 November 2021	DELPHI Unternehmensberatung Aktiengesellschaft			On-market purchases	$0.0367 per share	ordinary shares, 700,000	700,000
		19 November 2021	DELPHI Unternehmensberatung Aktiengesellschaft			On-market purchases	$0.0360 per share	ordinary shares, 87,749	87,749
		23 November 2021	DELPHI Unternehmensberatung Aktiengesellschaft			On-market purchases	$0.0360 per share	ordinary shares, 862,250	862,250
		24 November 2021	DELPHI Unternehmensberatung Aktiengesellschaft			On-market purchases	$0.0352 per share	ordinary shares, 250,001	250,001
		24 November 2021	DELPHI Unternehmensberatung Aktiengesellschaft			On-market purchases	$0.0350 per share	ordinary shares, 15,087	15,087
		29 November 2021	DELPHI Unternehmensberatung Aktiengesellschaft			On-market purchases	$0.0350 per share	ordinary shares, 1,213,056	1,213,056

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
DELPHI Unternehmensberatung Aktiengesellschaft	DELPHI Unternehmensberatung Aktiengesellschaft		Registered Holder	Ordinary Shares, 35,378,143	35,378,143
Wilhelm K.T. Zours	DELPHI Unternehmensberatung Aktiengesellschaft		Major Shareholder of DELPHI Unternehmensberatung Aktiengesellschaft	Ordinary Shares, 35,378,143	35,378,143

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

	Name and ACN/ARSN(if applicable) Nature of association
6. Addresses
The	addresses of persons named in this form are as follows:
	Name Address
	DELPHI Unternehmensberatung Aktiengesellschaft Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
	Wilhelm K.T. Zours 69120 Heidelberg, Germany
Signature
	print name Alexander Link capacity
	sign here date	29	/	11	/	21
	DIRECTIONS
(1)	If there are a number of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an
	equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may			be referred to
	throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in			paragraph 6 of the
	form.
(2)	See the definition of “associate” in Section 9 of the Corporations Act 2001.
(3)	See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)	The voting shares of a company constitute one class unless divided into separate classes.

(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.