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Cooper-Standard Holdings Inc. Director's Dealing 2021

Feb 16, 2021

32604_dirs_2021-02-16_d2b5e489-66f2-436c-b281-e89a009ce7cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cooper-Standard Holdings Inc. (CPS)
CIK: 0001320461
Period of Report: 2021-02-13

Reporting Person: PUMPHREY WILLIAM (See remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-13 Common stock M 1149 Acquired 1149 Direct
2021-02-13 Common stock F 306 $37.19 Disposed 843 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-13 Restricted Stock Units $ M 1149 Disposed Common stock (1149.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common stock 28465 Indirect

Footnotes

F1: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F2: Revocable family trust for which Reporting Person is the co-trustee with spouse.

F3: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F4: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.