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COOPER COMPANIES, INC. — Director's Dealing 2021
Sep 7, 2021
30460_dirs_2021-09-07_e7e4b318-be8d-462d-a5b2-5f65057cc632.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COOPER COMPANIES, INC. (COO)
CIK: 0000711404
Period of Report: 2021-09-07
Reporting Person: McBride Daniel G (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-07 | Common Stock | M | 11807.00 | $162.28 | Acquired | 43859.616 | Direct |
| 2021-09-07 | Common Stock | M | 26851.00 | $131.60 | Acquired | 70710.616 | Direct |
| 2021-09-07 | Common Stock | M | 33966.00 | $131.60 | Acquired | 104676.616 | Direct |
| 2021-09-07 | Common Stock | S | 27100.00 | $448.067 | Disposed | 77576.616 | Direct |
| 2021-09-07 | Common Stock | S | 7847.00 | $448.737 | Disposed | 69729.616 | Direct |
| 2021-09-07 | Common Stock | S | 1109.00 | $450.013 | Disposed | 68620.616 | Direct |
| 2021-09-07 | Common Stock | S | 12988.00 | $450.894 | Disposed | 55632.616 | Direct |
| 2021-09-07 | Common Stock | S | 13183.00 | $451.90 | Disposed | 42449.616 | Direct |
| 2021-09-07 | Common Stock | S | 4755.00 | $453.086 | Disposed | 37694.616 | Direct |
| 2021-09-07 | Common Stock | S | 5642.00 | $453.634 | Disposed | 32114.797 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-07 | Stock Options (Right to Buy) | $162.28 | M | 11807.00 | Disposed | 2024-12-09 | Common Stock (11807.00) | Direct |
| 2021-09-07 | Stock Options (Right to Buy) | $131.60 | M | 26851.00 | Disposed | 2025-12-09 | Common Stock (26851.00) | Direct |
| 2021-09-07 | Stock Options (Right to Buy) | $131.60 | M | 33966.00 | Disposed | 2025-12-09 | Common Stock (33966.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2120.00 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $447.350 to $448.350. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
F10: Vests 8,950 share(s) on 09-Dec-2018, 8,952 share(s) on 09-Dec-2019, 8,949 share(s) on 09-Dec-2020
F11: Vests 6,794 share(s) on 09-Dec-2016, 6,793 share(s) on 09-Dec-2017, 6,793 share(s) on 09-Dec-2018, 6,793 share(s) on 09-Dec-2019, 6,793 share(s) on 09-Dec-2020
F2: Sale price represents an average sale price between $448.355 and $449.345.
F3: Sale price represents an average sale price between $449.375 and $450.330.
F4: Sale price represents an average sale price between $450.390 and $451.385.
F5: Sale price represents an average sale price between $451.410 and $452.385.
F6: Sale price represents an average sale price between $452.450 and $453.440.
F7: Sale price represents an average sale price between $453.480 and $453.950.
F8: Includes 15.037 shares acquired under the COO ESPP on 2/1/2021, 39.97 shares acquired under the COO ESPP on 5/3/2021 and 7.174 shares acquired under the COO ESPP on 8/2/2021.
F9: Vests 2,362 share(s) on 09-Dec-2015, 2,361 share(s) on 09-Dec-2016, 2,362 share(s) on 09-Dec-2017, 2,361 share(s) on 09-Dec-2018, 2,361 share(s) on 09-Dec-2019