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COOPER COMPANIES, INC. — Director's Dealing 2020
Jan 10, 2020
30460_dirs_2020-01-10_9e0e6802-15dd-473d-b16f-740e179ff09b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COOPER COMPANIES, INC. (COO)
CIK: 0000711404
Period of Report: 2020-01-08
Reporting Person: Ricupati Agostino (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-08 | Common Stock | M | 191.00 | $0.00 | Acquired | 191.00 | Direct |
| 2020-01-08 | Common Stock | F | 101.00 | $0.00 | Disposed | 90.00 | Direct |
| 2020-01-08 | Common Stock | M | 236.00 | $0.00 | Acquired | 326.00 | Direct |
| 2020-01-08 | Common Stock | F | 125.00 | $0.00 | Disposed | 201.00 | Direct |
| 2020-01-08 | Common Stock | M | 177.00 | $0.00 | Acquired | 378.00 | Direct |
| 2020-01-08 | Common Stock | F | 94.00 | $0.00 | Disposed | 284.00 | Direct |
| 2020-01-08 | Common Stock | M | 205.00 | $0.00 | Acquired | 489.00 | Direct |
| 2020-01-08 | Common Stock | F | 108.00 | $0.00 | Disposed | 381.00 | Direct |
| 2020-01-08 | Common Stock | M | 256.00 | $0.00 | Acquired | 637.00 | Direct |
| 2020-01-08 | Common Stock | F | 135.00 | $0.00 | Disposed | 502.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-08 | Restricted Stock Units | $ | M | 191.00 | Acquired | Common Stock (191.00) | Direct | |
| 2020-01-08 | Restricted Stock Units | $ | M | 236.00 | Acquired | Common Stock (235.00) | Direct | |
| 2020-01-08 | Restricted Stock Units | $ | M | 177.00 | Acquired | Common Stock (177.00) | Direct | |
| 2020-01-08 | Restricted Stock Units | $ | M | 205.00 | Acquired | Common Stock (205.00) | Direct | |
| 2020-01-08 | Restricted Stock Units | $ | M | 256.00 | Acquired | Common Stock (256.00) | Direct |
Footnotes
F1: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.
F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
F3: 12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.
F4: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
F5: 12/9/2015 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.
F6: 12/13/2016 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.
F7: 12/12/2017 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.
F8: 12/11/2018 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.