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COOPER COMPANIES, INC. — Director's Dealing 2014
Jan 10, 2014
30460_dirs_2014-01-10_ab70e736-ca4a-4e88-8f6a-ed14b2a8d0d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COOPER COMPANIES INC (COO)
CIK: 0000711404
Period of Report: 2014-01-08
Reporting Person: FOLDEN RODNEY (VP & Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-08 | Common Stock | M | 750 | — | Acquired | 7432 | Direct |
| 2014-01-08 | Common Stock | F | 432 | — | Disposed | 7000 | Direct |
| 2014-01-08 | Common Stock | M | 1500 | — | Acquired | 8500 | Direct |
| 2014-01-08 | Common Stock | F | 787 | — | Disposed | 7713 | Direct |
| 2014-01-08 | Common Stock | M | 1186 | — | Acquired | 8899 | Direct |
| 2014-01-08 | Common Stock | F | 619 | — | Disposed | 8280 | Direct |
| 2014-01-08 | Common Stock | M | 654 | — | Acquired | 8934 | Direct |
| 2014-01-08 | Common Stock | F | 342 | — | Disposed | 8592 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-08 | Restricted Stock Units | $0 | M | 750 | Disposed | Common Stock (750) | Direct | |
| 2014-01-08 | Restricted Stock Units | $0 | M | 1500 | Disposed | Common Stock (1500) | Direct | |
| 2014-01-08 | Restricted Stock Units | $0 | M | 1186 | Disposed | Common Stock (1186) | Direct | |
| 2014-01-08 | Restricted Stock Units | $0 | M | 654 | Disposed | Common Stock (654) | Direct |
Footnotes
F1: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
F2: 1/8/14 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/14) of $124.07 was used.
F3: Grant Date 12/9/09 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/11, 1/8/12, 1/8/13 and 1/8/14.
F4: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
F5: Grant Date 11/29/10 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/12, 1/8/13, 1/8/14 and 1/8/15.
F6: Grant Date 12/14/11 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/13, 1/8/14, 1/8/15 and 1/8/16.
F7: Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.