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Context Therapeutics Inc. Director's Dealing 2021

Dec 17, 2021

34269_dirs_2021-12-17_80694a0a-86c3-43a7-989f-44bf150fffbe.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Context Therapeutics Inc. (CNTX)
CIK: 0001842952
Period of Report: 2021-10-22

Reporting Person: Lehr Martin A. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-22 Common Stock O 52680 $7.14 Acquired 0 Indirect
2021-10-22 Common Stock C 210715 Acquired 210715 Indirect
2021-10-22 Common Stock C 586475 Acquired 797190 Indirect
2021-10-22 Common Stock P 10000 $5 Acquired 807190 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-22 Warrant (right to buy) $7.14 O 52680 Acquired 2030-12-20 Common Stock (52680.0) Indirect
2021-10-22 Series A Preferred Stock $ C 210715 Disposed Common Stock (210715.0) Indirect
2021-10-22 Series Seed Preferred Stock $ C 586475 Disposed Common Stock (586475.0) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 89583 Direct

Footnotes

F1: Each share of Series A Preferred Stock had no expiration date and automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering.

F2: Each share of Series Seed Preferred Stock had no expiration date and automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering.

F3: Fully vested.