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Contango ORE, Inc. — Director's Dealing 2014
Nov 18, 2014
33109_dirs_2014-11-18_13ba8d00-486d-4815-b87f-adeb66473174.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Contango ORE, Inc. (CTGO)
CIK: 0001502377
Period of Report: 2014-11-14
Reporting Person: JUNEAU JOHN B (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-14 | Common Stock, par value $0.01 | P | 63900 | $6.37 | Acquired | 105567 | Indirect |
| 2014-11-17 | Common Stock, par value $0.01 | P | 13200 | $5.70 | Acquired | 50898 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 | 41667 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (Right to Buy) | $10 | 2018-03-22 | Common Stock (41667) | 41667 | Indirect |
| Warrant (Right to Buy) | $10 | 2018-03-22 | Common Stock (41667) | 41667 | Indirect |
| Stock Option (Right to Buy) | $10 | 2017-12-07 | Common Stock (75000) | 75000 | Direct |
Footnotes
F1: The price in column 4 is a weighted average price. The prices actually paid ranged from $5.50 to $6.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: The price in column 4 is a weighted average price. The prices actually paid ranged from $5.65 to $5.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.