Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Contango ORE, Inc. Director's Dealing 2014

Nov 18, 2014

33109_dirs_2014-11-18_13ba8d00-486d-4815-b87f-adeb66473174.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Contango ORE, Inc. (CTGO)
CIK: 0001502377
Period of Report: 2014-11-14

Reporting Person: JUNEAU JOHN B (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-14 Common Stock, par value $0.01 P 63900 $6.37 Acquired 105567 Indirect
2014-11-17 Common Stock, par value $0.01 P 13200 $5.70 Acquired 50898 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 41667 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant (Right to Buy) $10 2018-03-22 Common Stock (41667) 41667 Indirect
Warrant (Right to Buy) $10 2018-03-22 Common Stock (41667) 41667 Indirect
Stock Option (Right to Buy) $10 2017-12-07 Common Stock (75000) 75000 Direct

Footnotes

F1: The price in column 4 is a weighted average price. The prices actually paid ranged from $5.50 to $6.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2: The price in column 4 is a weighted average price. The prices actually paid ranged from $5.65 to $5.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.