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Contango ORE, Inc. — Director's Dealing 2013
Mar 26, 2013
33109_dirs_2013-03-26_3834217c-5479-4085-9f51-1ffd677e32bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Contango ORE, Inc. (CTGO)
CIK: 0001502377
Period of Report: 2013-03-22
Reporting Person: JUNEAU JOHN B (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-22 | Common Stock | P | 41667 | — | Acquired | 44365 | Indirect |
| 2013-03-22 | Common Stock | P | 41667 | — | Acquired | 86032 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-22 | Warrant (Right to Buy) | $10 | P | 41667 | Acquired | 2018-03-22 | Common Stock (41667) | Indirect |
| 2013-03-22 | Warrant (Right to Buy) | $10 | P | 41667 | Acquired | 2018-03-22 | Common Stock (41667) | Indirect |
Footnotes
F1: The reporting person acquired an aggregate of 83,334 units at a purchase price of $12.00 per unit, in a private placement to certain investors (the Investors) pursuant to a Subscription Agreement dated as of March 22, 2013 among Contango ORE, Inc. (the "Company") and the Investors therein. Each unit entitles the Investor to one share of common stock and a five-year warrant to purchase one share of common stock at an exercise price of $10.00. Of these 83,344 unites, 41,667 units were purchased by Juneau Exploration, L.P., and 41,667 units were purchased by J4D Enterprises, L.P. The reporting person also owns of record 2,698 shares of common stock of the Company.