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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2023
Feb 2, 2023
33816_dirs_2023-02-02_749b799b-156b-4834-997e-5ae854e11283.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES, INC. (CPSS)
CIK: 0000889609
Period of Report: 2023-01-31
Reporting Person: Robinson Teri (Exec. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-31 | Common Stock, no par value | M | 28500 | $6.86 | Acquired | 364114 | Direct |
| 2023-01-31 | Common Stock, no par value | M | 31500 | $6.86 | Acquired | 395614 | Direct |
| 2023-01-31 | Common Stock, no par value | F | 21502 | $10.05 | Disposed | 374112 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-31 | Stock Option (right to buy) | $6.86 | M | 60000 | Disposed | 2023-02-01 | Common Stock, No Par Value (60000) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. The reporting person received 9,998 shares of common stock on net exercise of option to purchase 31,500 shares of common stock. The reporting person forfeited 21,502 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on January 31, 2023 of $10.05 per share.
F2: Became exercisable in cumulative increments of 12,000 shares on February 1, 2014, 2015, 2016, 2017, and 2018.
F3: Issued in consideration of the named person's services to the issuer.