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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2021
Jun 2, 2021
33816_dirs_2021-06-01_7bac5f0a-9a61-4d5f-810e-4393b59bfb64.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES, INC. (CPSS)
CIK: 0000889609
Period of Report: 2021-05-27
Reporting Person: TERRY CHRIS (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-27 | Common Stock, no par value | M | 50000 | $1.03 | Acquired | 60825 | Direct |
| 2021-05-27 | Common Stock, no par value | F | 10935 | $4.71 | Disposed | 49890 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-27 | Stock Option (right to buy) | $1.03 | M | 50000 | Disposed | 2021-06-03 | Common Stock, no par value (50000) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. The reporting person received 39,065 shares of common stock on net exercise of option to purchase 50,000 shares of common stock. The reporting person forfeited 10,935 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 27, 2021 of $4.71 per share.
F2: Became exercisable in cumulative increments of 10,000 shares on June 3, 2012, 2013, 2014, 2015 and 2016.
F3: Issued in consideration of the named person's services to the issuer.