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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2021
Nov 16, 2021
33816_dirs_2021-11-15_5b85769b-78d9-4650-9ac2-0467973275ac.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CONSUMER PORTFOLIO SERVICES, INC. (CPSS)
CIK: 0000889609
Period of Report: 2021-09-20
Reporting Person: CREATURA MARK (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-20 | Common Stock, no par value | M | 10000 | $1.50 | Acquired | 297216 | Direct |
| 2021-09-20 | Common Stock, no par value | M | 10000 | $1.50 | Acquired | 307216 | Direct |
| 2021-09-20 | Common Stock, no par value | M | 10000 | $1.75 | Acquired | 317216 | Direct |
| 2021-09-20 | Common Stock, no par value | M | 14400 | $1.20 | Acquired | 331616 | Direct |
| 2021-09-20 | Common Stock, no par value | M | 14000 | $1.94 | Acquired | 345616 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-20 | Stock Option (right to buy) | $1.50 | M | 10000 | Disposed | 2021-11-23 | Common Stock, no par value (10000) | Direct |
| 2021-09-20 | Stock Option (right to buy) | $1.50 | M | 10000 | Disposed | 2021-11-23 | Common Stock, no par value (10000) | Direct |
| 2021-09-20 | Stock Option (right to buy) | $1.75 | M | 10000 | Disposed | 2021-11-23 | Common Stock, no par value (10000) | Direct |
| 2021-09-20 | Stock Option (right to buy) | $1.20 | M | 14400 | Disposed | 2022-04-03 | Common Stock, no par value (14400) | Direct |
| 2021-09-20 | Stock Option (right to buy) | $1.94 | M | 14000 | Disposed | 2022-07-16 | Common Stock, no par value (14000) | Direct |
Footnotes
F1: Issued in consideration of the named person's services to the issuer.
F2: Became exercisable in two equal installments on 4/3/2016 and 4/3/2017
F3: Became exercisable in five equal installments on 7/16/2013, 7/16/2014, 7/16/2015, 7/16/2016, and 7/16/2017
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