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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2019
May 8, 2019
33816_dirs_2019-05-08_7f533cee-4d8e-46db-b179-66a15bcd73a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2019-05-06
Reporting Person: TERRY CHRIS (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-06 | Common Stock, no par value | M | 30000 | $0.77 | Acquired | 36349 | Direct |
| 2019-05-06 | Common Stock, no par value | F | 6489 | $3.56 | Disposed | 29860 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-06 | Stock Option (right to buy) | $0.77 | M | 30000 | Disposed | 2019-05-13 | Common Stock, No Par Value (30000) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. The reporting person received 23,511 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 6,489 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 6, 2019 of $3.56 per share.
F2: Became exercisable in 5 equal installments of 12,000 shares on 5/13/10, 5/13/11, 5/13/12, 5/13/13 and 5/13/14.
F3: Issued in consideration of the named person's services to the issuer.