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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2018
Feb 9, 2018
33816_dirs_2018-02-08_93d9e1bf-8257-4ae7-bf88-a68e5c7e8cd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2018-02-06
Reporting Person: TERRY CHRIS (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-06 | Common Stock, no par value | M | 30000 | $0.77 | Acquired | 101772 | Direct |
| 2018-02-06 | Common Stock, no par value | F | 5423 | $4.26 | Disposed | 96349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | Stock Option (right to buy) | $0.77 | M | 30000 | Disposed | 2019-05-13 | Common Stock, No Par Value (30000) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. The reporting person received 24,577 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 5,423 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on February 5, 2018 of $4.26 per share.
F2: Became exercisable as to 6,000 shares on May 13, 2010, and as to additional cumulative increments of 12,000 shares on May 13, 2011 and 2012.
F3: Issued in consideration of the named person's services to the issuer.