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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2018
Feb 28, 2018
33816_dirs_2018-02-27_7362de10-9ab9-4929-a053-64fbadcd5def.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2018-02-23
Reporting Person: POWELL CURTIS K (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-23 | Common Stock, no par value | M | 10000 | $1.5 | Acquired | 10000 | Direct |
| 2018-02-23 | Common Stock, no par value | M | 10000 | $1.5 | Acquired | 20000 | Direct |
| 2018-02-23 | Common Stock, no par value | M | 10000 | $1.03 | Acquired | 30000 | Direct |
| 2018-02-23 | Common Stock, no par value | M | 21600 | $1.2 | Acquired | 51600 | Direct |
| 2018-02-23 | Common Stock, no par value | G | 51600 | — | Disposed | 0 | Direct |
| 2018-02-23 | Common Stock, no par value | G | 51600 | — | Acquired | 285354 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-23 | Stock Option (right to buy) | $1.5 | M | 10000 | Disposed | 2021-11-23 | Common Stock, No Par Value (10000) | Direct |
| 2018-02-23 | Stock Option (right to buy) | $1.5 | M | 10000 | Disposed | 2021-11-23 | Common Stock, No Par Value (10000) | Direct |
| 2018-02-23 | Stock Option (right to buy) | $1.03 | M | 10000 | Disposed | 2021-06-03 | Common Stock, No Par Value (10000) | Direct |
| 2018-02-23 | Stock Option (right to buy) | $1.2 | M | 21600 | Disposed | 2022-04-03 | Common Stock, No Par Value (21600) | Direct |
Footnotes
F1: Became exercisable in three equal increments on April 3, 2015, 2016, and 2017.
F2: Issued in consideration of named person's service as officer of Issuer.
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