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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2017
Jan 20, 2017
33816_dirs_2017-01-19_6d0e20e1-a7b1-4056-8038-452821455a9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2017-01-17
Reporting Person: ROBERTS WILLIAM B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-17 | Common Stock, no par value | M | 30000 | $3.48 | Acquired | 780000 | Direct |
| 2017-01-17 | Common Stock, no par value | F | 20922 | $4.99 | Disposed | 759078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-17 | Stock Option (right to buy) | $3.48 | M | 30000 | Disposed | 2023-05-12 | Common Stock, No Par Value (30000) | Direct |
Footnotes
F1: Issued in consideration of the named person's service to the issuer.
F2: Represents a "net exercise" of outstanding stock options. The reporting person received 9,078 shares of common stock on net exercise of options to purchase 30,000 shares of common stock. The reporting person forfeited 20,922 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on January 17, 2017 of $4.99 per share.
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