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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2017
Aug 2, 2017
33816_dirs_2017-08-01_052c37a2-e60c-4747-9569-e70cdaba5e8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2017-07-28
Reporting Person: TERRY CHRIS (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-28 | Common Stock, no par value | M | 20000 | $1.5 | Acquired | 78787 | Direct |
| 2017-07-28 | Common Stock, no par value | F | 7463 | $4.02 | Disposed | 71324 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-28 | Stock Option (right to buy) | $1.5 | M | 20000 | Disposed | 2017-07-30 | Common Stock, No Par Value (20000) | Direct |
Footnotes
F1: Represents a 'net exercise' of outstanding stock options. The reporting person received 12,537 shares of common stock on net exercise of option to purchase 20,000 shares of common stock. The reporting person forfeited 7,463 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on July 28, 2017 of $4.02 per share.
F2: Became exercisable in cumulative increments of 8,000 shares on June 10, 2010, and of 4,000 shares on July 30, 2010, 2011, and 2012.
F3: Issued in consideration of the named person's services to the issuer.