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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2017
Oct 26, 2017
33816_dirs_2017-10-26_3662c0f8-f6ea-4f46-9d57-f7987d69fad2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2017-10-24
Reporting Person: WOOD DANIEL S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-24 | Common Stock, no par value | M | 10000 | $3.18 | Acquired | 175154 | Direct |
| 2017-10-24 | Common Stock, no par value | F | 6989 | $4.55 | Disposed | 168165 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-24 | Stock Option (right to buy) | $3.18 | M | 10000 | Disposed | 2018-01-30 | Common Stock, No Par Value (10000) | Direct |
Footnotes
F1: Represents a net exercise of outstanding stock options. The reporting person received 3,011 shares of common stock on net exercise of an option to purchase 10,000 shares of common stock. The reporting person forfeited 6,989 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on October 24, 2017 of $4.55 per share.
F2: Issued in consideration of the named person's service to the issuer.
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