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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2015
Apr 11, 2015
33816_dirs_2015-04-10_7ff0e7b0-23a4-440e-96b6-9be4f8f114e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2015-04-08
Reporting Person: RIEDL ROBERT E (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-08 | common stock, no par value | M | 40000 | $1.5 | Acquired | 42000 | Direct |
| 2015-04-08 | common stock, no par value | M | 20000 | $1.5 | Acquired | 62000 | Direct |
| 2015-04-08 | common stock, no par value | M | 40000 | $1.5 | Acquired | 102000 | Direct |
| 2015-04-08 | common stock, no par value | M | 10000 | $1.5 | Acquired | 112000 | Direct |
| 2015-04-08 | common stock, no par value | M | 20000 | $1.5 | Acquired | 132000 | Direct |
| 2015-04-08 | common stock, no par value | M | 20000 | $1.5 | Acquired | 152000 | Direct |
| 2015-04-08 | common stock, no par value | M | 60000 | $0.77 | Acquired | 212000 | Direct |
| 2015-04-08 | common stock, no par value | M | 20000 | $1.81 | Acquired | 232000 | Direct |
| 2015-04-08 | common stock, no par value | M | 30000 | $1.03 | Acquired | 262000 | Direct |
| 2015-04-08 | common stock, no par value | M | 60000 | $0.95 | Acquired | 322000 | Direct |
| 2015-04-08 | common stock, no par value | M | 21600 | $1.2 | Acquired | 343600 | Direct |
| 2015-04-08 | common stock, no par value | M | 5600 | $1.94 | Acquired | 349200 | Direct |
| 2015-04-08 | common stock, no par value | F | 60857 | $7.1 | Disposed | 288343 | Direct |
| 2015-04-08 | common stock, no par value | G | 286343 | — | Disposed | 2000 | Direct |
| 2015-04-08 | common stock, no par value | G | 286343 | — | Acquired | 452679 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-08 | Stock Option (right to buy) | $1.5 | M | 40000 | Disposed | 2015-04-29 | Common Stock, no par value (40000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $1.5 | M | 20000 | Disposed | 2015-12-30 | Common Stock, no par value (20000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $1.5 | M | 40000 | Disposed | 2016-10-25 | Common Stock, no par value (40000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $1.5 | M | 10000 | Disposed | 2017-02-27 | Common Stock, no par value (10000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $1.5 | M | 20000 | Disposed | 2017-07-30 | Common Stock, no par value (20000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $1.5 | M | 20000 | Disposed | 2018-01-30 | Common Stock, no par value (20000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $0.77 | M | 60000 | Disposed | 2019-05-13 | Common Stock, no par value (60000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $1.81 | M | 20000 | Disposed | 2020-04-27 | Common Stock, no par value (20000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $1.03 | M | 30000 | Disposed | 2021-06-03 | Common Stock, no par value (30000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $0.95 | M | 60000 | Disposed | 2021-11-23 | Common Stock, no par value (60000) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $1.2 | M | 21600 | Disposed | 2022-04-03 | Common Stock, no par value (21600) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $1.94 | M | 5600 | Disposed | 2022-07-16 | Common Stock, no par value (5600) | Direct |
Footnotes
F1: Issued in consideration of the named person's service as an officer of the issuer.
F2: Became exercisable as to 24,000 shares on June 10, 2010, and in cumulative further installments of 8,000 shares each on October 25 of 2010 and 2011.
F3: Became exercisable as to 6,000 shares on June 10, 2010, and in cumulative further installments of 2,000 shares each on February 27 of 2011 and 2012.
F4: Became exercisable as to 8,000 shares on June 10, 2010, and in cumulative further installments of 4,000 shares each on July 30 of 2010, 2011 and 2012.
F5: Became exercisable as to 8,000 shares on June 10, 2010, and in cumulative further installments of 4,000 shares each on January 30 of 2011, 2012 and 2013.
F6: Became exercisable in cumulative installments of 12,000 shares each on May 13 of 2010, 2011, 2012, 2013 and 2014.
F7: Becomes or became exercisable in cumulative installments of 5,000 shares each on April 27 of 2011, 2012, 2013, 2014 and 2015.
F8: Becomes or became exercisable in cumulative installments of 10,000 shares each on June 3 of 2012, 2013, 2014, 2015 and 2016.
F9: Becomes or became exercisable in cumulative installments of 20,000 shares each on November 23 of 2012, 2013, 2014, 2015 and 2016.
F10: Becomes or became exercisable in cumulative installments of 7,200 shares each on April 3 of 2013, 2014, 2015, 2016 and 2017.
F11: Becomes or became exercisable in cumulative installments of 2,800 shares each on July 16 of 2013, 2014, 2015, 2016 and 2017.