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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2015
Apr 30, 2015
33816_dirs_2015-04-29_4543a48d-3798-473b-b3bf-b5fb8e6c5744.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2015-04-27
Reporting Person: Haskell Richard Brian (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-27 | common stock, no par value | M | 6000 | $0.77 | Acquired | 6000 | Direct |
| 2015-04-27 | common stock, no par value | M | 2400 | $1.81 | Acquired | 8400 | Direct |
| 2015-04-27 | common stock, no par value | M | 5000 | $1.03 | Acquired | 13400 | Direct |
| 2015-04-27 | common stock, no par value | M | 1400 | $1.94 | Acquired | 14800 | Direct |
| 2015-04-27 | common stock, no par value | M | 7200 | $1.2 | Acquired | 22000 | Direct |
| 2015-04-27 | common stock, no par value | S | 22000 | $6.51 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-27 | Stock Option (right to buy) | $0.77 | M | 6000 | Disposed | 2019-05-13 | Common Stock, no par value (6000) | Direct |
| 2015-04-27 | Stock Option (right to buy) | $1.81 | M | 2400 | Disposed | 2020-04-27 | Common Stock, no par value (2400) | Direct |
| 2015-04-27 | Stock Option (right to buy) | $1.03 | M | 5000 | Disposed | 2021-06-03 | Common Stock, no par value (5000) | Direct |
| 2015-04-27 | common stock, no par value | $1.94 | M | 1400 | Disposed | 2022-07-16 | Common Stock, no par value (1400) | Direct |
| 2015-04-27 | Stock Option (right to buy) | $1.2 | M | 7200 | Disposed | 2022-04-03 | Common Stock, no par value (7200) | Direct |
Footnotes
F1: Becomes or became exercisable in cumulative annual installments, each such installment respecting the number of underlying shares shown in column 5, on the dates that are or were nine, eight, seven, six and five years prior to the expiration date shown.
F2: Issued in consideration of the named person's services to the issuer.
F3: Becomes or became exercisable in cumulative annual installments, each such installment respecting one half the number of underlying shares shown in column 5, on the dates that are or were nine, eight, seven, six and five years prior to the expiration date shown.