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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2014
Jan 30, 2014
33816_dirs_2014-01-29_7a0542b7-ab8e-41f3-9e91-adf4546a4dfe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2014-01-27
Reporting Person: ROBERTS WILLIAM B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-27 | common stock, no par value | M | 20000 | $6.850 | Acquired | 914107 | Direct |
| 2014-01-27 | common stock, no par value | M | 15000 | $5.26 | Acquired | 929107 | Direct |
| 2014-01-27 | common stock, no par value | M | 10000 | $3.18 | Acquired | 939107 | Direct |
| 2014-01-27 | common stock, no par value | M | 30000 | $0.77 | Acquired | 969107 | Direct |
| 2014-01-27 | common stock, no par value | M | 40000 | $7.97 | Acquired | 1009107 | Direct |
| 2014-01-27 | common stock, no par value | M | 25000 | $1.03 | Acquired | 1034107 | Direct |
| 2014-01-27 | common stock, no par value | M | 18000 | $1.20 | Acquired | 1052107 | Direct |
| 2014-01-27 | common stock, no par value | M | 7000 | $1.94 | Acquired | 1059107 | Direct |
| 2014-01-27 | common stock, no par value | M | 50000 | $6.86 | Acquired | 1109107 | Direct |
| 2014-01-27 | common stock, no par value | M | 12000 | $1.81 | Acquired | 1121107 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-27 | Stock Options | $6.85 | M | 20000 | Disposed | 2016-10-25 | Common, no par value (20000) | Direct |
| 2014-01-27 | Stock Options | $5.26 | M | 15000 | Disposed | 2017-07-28 | Common, no par value (15000) | Direct |
| 2014-01-27 | Stock Options | $3.18 | M | 10000 | Disposed | 2018-01-30 | Common, no par value (10000) | Direct |
| 2014-01-27 | Stock Options | $0.77 | M | 30000 | Disposed | 2019-05-13 | Common, no par value (30000) | Direct |
| 2014-01-27 | Stock Options | $7.97 | M | 40000 | Disposed | 2023-05-07 | Common, no par value (40000) | Direct |
| 2014-01-27 | Stock Options | $1.03 | M | 25000 | Disposed | 2021-06-03 | Common, no par value (25000) | Direct |
| 2014-01-27 | Stock Options | $1.20 | M | 18000 | Disposed | 2022-04-03 | Common, no par value (18000) | Direct |
| 2014-01-27 | Stock Options | $1.94 | M | 7000 | Disposed | 2022-07-16 | Common, no par value (7000) | Direct |
| 2014-01-27 | Stock Options | $6.86 | M | 50000 | Disposed | 2023-02-01 | Common, no par value (50000) | Direct |
| 2014-01-27 | Stock Options | $1.81 | M | 12000 | Disposed | 2020-04-27 | Common, no par value (12000) | Direct |
Footnotes
F1: Issued in consideration of named person's service as a director of the issuer.
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