AI assistant
CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2014
Feb 19, 2014
33816_dirs_2014-02-18_727cb48e-dbbb-4ee0-ac19-3a8185180fef.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2014-02-13
Reporting Person: Haskell Richard Brian (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-13 | common stock, no par value | M | 9200 | $.77 | Acquired | 9200 | Direct |
| 2014-02-13 | common stock, no par value | S | 9200 | $7.75 | Disposed | 0 | Direct |
| 2014-02-14 | common stock, no par value | M | 14800 | $.77 | Acquired | 14800 | Direct |
| 2014-02-14 | common stock, no par value | M | 5000 | $1.5 | Acquired | 19800 | Direct |
| 2014-02-14 | common stock, no par value | M | 10000 | $1.5 | Acquired | 29800 | Direct |
| 2014-02-14 | common stock, no par value | M | 7200 | $1.81 | Acquired | 37000 | Direct |
| 2014-02-14 | common stock, no par value | M | 10000 | $1.03 | Acquired | 47000 | Direct |
| 2014-02-14 | common stock, no par value | M | 2500 | $1.5 | Acquired | 49500 | Direct |
| 2014-02-14 | common stock, no par value | M | 2500 | $1.5 | Acquired | 52000 | Direct |
| 2014-02-14 | common stock, no par value | M | 3600 | $1.2 | Acquired | 55600 | Direct |
| 2014-02-14 | common stock, no par value | M | 1400 | $1.94 | Acquired | 57000 | Direct |
| 2014-02-14 | common stock, no par value | S | 57000 | $7.5000 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-13 | Employee stock option (right to buy) | $.77 | M | 9200 | Disposed | 2019-05-13 | Common stock, no par value (9200) | Direct |
| 2014-02-14 | Employee stock option (right to buy) | $.77 | M | 14800 | Disposed | 2019-05-13 | Common stock, no par value (14800) | Direct |
| 2014-02-14 | Employee stock option (right to buy) | $1.5 | M | 5000 | Disposed | 2017-07-30 | Common stock, no par value (5000) | Direct |
| 2014-02-14 | Employee stock option (right to buy) | $1.5 | M | 10000 | Disposed | 2018-01-30 | Common stock, no par value (10000) | Direct |
| 2014-02-14 | Employee stock option (right to buy) | $1.81 | M | 7200 | Disposed | 2020-04-27 | Common stock, no par value (7200) | Direct |
| 2014-02-14 | Employee stock option (right to buy) | $1.03 | M | 10000 | Disposed | 2021-06-03 | Common stock, no par value (10000) | Direct |
| 2014-02-14 | Employee stock option (right to buy) | $1.5 | M | 2500 | Disposed | 2021-11-23 | Common stock, no par value (2500) | Direct |
| 2014-02-14 | Employee stock option (right to buy) | $1.5 | M | 2500 | Disposed | 2021-11-23 | Common stock, no par value (2500) | Direct |
| 2014-02-14 | Employee stock option (right to buy) | $1.2 | M | 3600 | Disposed | 2022-04-03 | Common stock, no par value (3600) | Direct |
| 2014-02-14 | Employee stock option (right to buy) | $1.94 | M | 1400 | Disposed | 2022-07-16 | Common stock, no par value (1400) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $7.50 to $7.51. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: Becomes or became exercisable in installments, on various dates.
F3: Issued in consideration of the named person's service as an officer of the Issuer.