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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2014
May 20, 2014
33816_dirs_2014-05-19_18539746-e714-417f-807e-b8d0ce0f0882.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2014-05-08
Reporting Person: Harton John Patrick (Sr, Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, no par value | 35250 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option (right to buy) | $7.97 | 2023-05-07 | Common stock, no par value (30000) | Direct | |
| Employee stock option (right to buy) | $0.77 | 2019-05-13 | Common stock, no par value (30000) | Direct | |
| Employee stock option (right to buy) | $1.94 | 2022-07-16 | Common stock, no par value (7000) | Direct | |
| Employee stock option (right to buy) | $1.20 | 2022-04-03 | Common stock, no par value (18000) | Direct | |
| Employee stock option (right to buy) | $1.03 | 2021-06-03 | Common stock, no par value (25000) | Direct | |
| Employee stock option (right to buy) | $1.81 | 2020-04-27 | Common stock, no par value (12000) | Direct | |
| Employee stock option (right to buy) | $6.86 | 2023-02-01 | Common stock, no par value (25000) | Direct | |
| Employee stock option (right to buy) | $1.75 | 2021-11-23 | Common stock, no par value (6250) | Direct | |
| Employee stock option (right to buy) | $1.50 | 2021-11-23 | Common stock, no par value (2500) | Direct | |
| Employee stock option (right to buy) | $1.50 | 2015-12-30 | Common stock, no par value (5000) | Direct | |
| Employee stock option (right to buy) | $1.50 | 2016-10-25 | Common stock, no par value (10000) | Direct | |
| Employee stock option (right to buy) | $1.50 | 2017-07-30 | Common stock, no par value (10000) | Direct | |
| Employee stock option (right to buy) | $1.50 | 2018-01-30 | Common stock, no par value (10000) | Direct | |
| Employee stock option (right to buy) | $1.50 | 2015-04-29 | Common stock, no par value (5000) | Direct | |
| Employee stock option (right to buy) | $1.50 | 2017-02-27 | Common stock, no par value (2500) | Direct | |
| Employee stock option (right to buy) | $1.50 | 2017-05-22 | Common stock, no par value (15000) | Direct |
Footnotes
F1: Becomes or became exercisable in increments of 20% on the dates that are 9 years, 8 years, 7 years, 6 years and 5 years prior, respectively, to the expiration date.
F2: Becomes or became exercisable as to 80% of the total on June 10, 2010, and as to the remaining increment of 20% of the total on December 30, 2010.
F3: Becomes or became exercisable as to 60% of the total on June 10, 2010, and as to increments of 20% of the total on the dates that are 6 years and 5 years prior, respectively, to the expiration date.
F4: Becomes or became exercisable as to 40% of the total on June 10, 2010, and as to increments of 20% of the total on the dates that are 7 years, 6 years and 5 years prior, respectively, to the expiration date.