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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2014
May 1, 2014
33816_dirs_2014-05-01_b3fc68cb-cf37-4cc6-8875-e7ab27434490.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2014-04-25
Reporting Person: TERRY CHRIS (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-25 | common stock, no par value | M | 20000 | $1.5 | Acquired | 70000 | Direct |
| 2014-04-25 | common stock, no par value | F | 4196 | $7.15 | Disposed | 65804 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-25 | Stock Option | $1.5 | M | 20000 | Acquired | 2014-04-25 | common stock, no par value (20000) | Direct |
Footnotes
F1: Represents a net exercise of outstanding stock options. The reporting person received 15,804 shares of common stock on net exercise of an option to purchase 20,000 shares of common stock. The reporting person forfeited 4,196 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on April 25, 2014 of $7.15 per share.
F2: Issued in consideration of (i) the named person's services to the issuer and (ii) surrender to the issuer of the options described in line 7 of Table II of the reporting person's report on Form 4 filed December 14, 2009.