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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2014
Jul 18, 2014
33816_dirs_2014-07-17_f55e7d3b-2639-412d-b8f0-59e10eda6cd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2014-07-15
Reporting Person: POWELL CURTIS K (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-15 | Common Stock, no par value | M | 36000 | $.77 | Acquired | 36000 | Direct |
| 2014-07-15 | Common Stock, no par value | M | 20000 | $1.5 | Acquired | 56000 | Direct |
| 2014-07-15 | Common Stock, no par value | G | 56000 | — | Disposed | 0 | Direct |
| 2014-07-15 | Common Stock, no par value | G | 56000 | — | Acquired | 162471 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-15 | Stock Option (right to buy) | $.77 | M | 36000 | Disposed | 2019-05-13 | Common Stock (36000) | Direct |
| 2014-07-15 | Stock Option (right to buy) | $1.5 | M | 20000 | Disposed | 2015-04-29 | Common Stock (20000) | Direct |
Footnotes
F1: Became exercisable in cumulative installments of 12,000 shares each on May 13 of 2010, 2011, 2012, 2013 and 2014.
F2: Issued in consideration of the named person's services to the issuer.
F3: Issued in consideration of (i) the named person's services to the issuer and (ii) surrender to the issuer of the options described on line 11 of Table II of the named person's report on Form 4 filed December 14, 2009.
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