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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2014
Jul 31, 2014
33816_dirs_2014-07-30_387e28c2-1c2d-46e0-a81a-155594ea67b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2014-07-28
Reporting Person: CREATURA MARK (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-28 | Common stock, no par value | M | 12000 | $0.77 | Acquired | 244200 | Direct |
| 2014-07-28 | Common stock, no par value | M | 10000 | $1.03 | Acquired | 254200 | Direct |
| 2014-07-28 | Common stock, no par value | M | 7200 | $1.20 | Acquired | 261400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-28 | Stock option (right to buy) | $6.59 | A | 60000 | Acquired | 2021-07-28 | Common stock, no par value (60000) | Direct |
| 2014-07-28 | Stock option (right to buy) | $0.77 | M | 12000 | Acquired | 2019-05-13 | Common stock, no par value (12000) | Direct |
| 2014-07-28 | Stock option (right to buy) | $1.03 | M | 10000 | Acquired | 2021-06-03 | Common stock, no par value (10000) | Direct |
| 2014-07-28 | Stock option (right to buy) | $1.20 | M | 7200 | Acquired | 2022-04-03 | Common stock, no par value (7200) | Direct |
Footnotes
F1: Becomes exercisable in four equal cumulative installments of 25%, on the first through fourth anniversaries of the date of grant.
F2: Issued in consideration of the named person's service as an officer of the issuer.
F3: Becomes or became exercisable in five equal cumulative installments of 12,000 shares, on the dates that are five, six, seven, eight and nine years prior to the expiration date.
F4: Becomes or became exercisable in five equal cumulative installments of 10,000 shares, on the dates that are five, six, seven, eight and nine years prior to the expiration date.
F5: Becomes or became exercisable in five equal cumulative installments of 7,200 shares, on the dates that are five, six, seven, eight and nine years prior to the expiration date.