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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2013
Oct 25, 2013
33816_dirs_2013-10-24_9dc8df0a-99ea-448a-ad8a-6a51db774b07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2013-10-22
Reporting Person: Straten Laurie (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-22 | common stock, no par value | M | 5000 | $1.5 | Acquired | 25250 | Direct |
| 2013-10-22 | common stock, no par value | M | 15000 | $1.5 | Acquired | 40250 | Direct |
| 2013-10-22 | common stock, no par value | M | 5000 | $1.5 | Acquired | 45250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-22 | Stock option (right to buy) | $1.5 | M | 5000 | Disposed | 2014-04-26 | common stock (5000) | Direct |
| 2013-10-22 | Stock option (right to buy) | $1.5 | M | 15000 | Disposed | 2015-04-01 | common stock (15000) | Direct |
| 2013-10-22 | Stock option (right to buy) | $1.5 | M | 5000 | Disposed | 2015-04-29 | common stock (5000) | Direct |
Footnotes
F1: Issue in consideration of (i) the named person's services to the issuer and (ii) surrender to the issuer in December 2009 of certain options previously granted to the reporting person.
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