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CONSUMER PORTFOLIO SERVICES, INC. Director's Dealing 2013

Nov 8, 2013

33816_dirs_2013-11-07_9e344c39-7b32-41ca-8320-0a927dbb3d4d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2013-11-05

Reporting Person: LEVINE LEICHTMAN CAPITAL PARTNERS INC (10% Owner)
Reporting Person: LEVINE ARTHUR E (10% Owner)
Reporting Person: LEICHTMAN LAUREN B (10% Owner)
Reporting Person: Levine Leichtman Capital Partners IV, L.P. (10% Owner)
Reporting Person: LLCP Partners IV GP, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-05 Common Stock X 1611114 $1.3981 Acquired 2778727 Direct
2013-11-05 Common Stock S 326800 $6.89 Disposed 2451927 Direct
2013-11-05 Common Stock X 285781 $0.0000 Acquired 2737708 Direct
2013-11-05 Common Stock S 5 $6.89 Disposed 2737703 Direct
2013-11-06 Common Stock S 40000 $6.7382 Disposed 2697703 Direct
2013-11-07 Common Stock S 7810 $6.6234 Disposed 2689893 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-05 Common Stock Warrants (right to buy) $1.3981 X 1611114 Disposed 2018-06-30 Common Stock (1611114) Direct
2013-11-05 Common Stock Warrants (right to buy) $0.0000 X 285781 Disposed 2018-06-30 Common Stock (285781) Direct

Footnotes

F1: Pursuant to the terms of the warrant, represents the trailing twenty (20) day average stock price through November 4, 2013.

F2: This Form 4 is being filed by more than one reporting person. Levine Leichtman Capital Partners IV, L.P. (the "Partnership") is the direct beneficial owner of the securities described above. LLCP Partners IV GP, LLC (the "General Partner") is the sole general partner of the Partnership. Levine Leichtman Capital Partners, Inc. ("Capital Corp.") is the sole manager of the General Partner. Arthur E. Levine is a director and shareholder of, and the President of, Capital Corp. Lauren B. Leichtman is a director and shareholder of, and the Chief Executive Officer of, Capital Corp. Each of the General Partner, Capital Corp., Mr. Levine and Ms. Leichtman may be deemed to be an indirect beneficial owner of the equity securities reported herein and disclaims beneficial ownership of such equity securities except to the extent of his, her or its indirect pecuniary interest therein.

F3: Represents the weighted average sales price for a number of sale transactions effected at prices ranging from $6.65 to $6.7675. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.

F4: Represents the weighted average sales price for a number of sale transactions effected at prices ranging from $6.60 to $6.76. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.