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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2013
Dec 20, 2013
33816_dirs_2013-12-19_cfc5d070-d85e-4d20-89b5-7f852342ffb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2013-12-17
Reporting Person: WOOD DANIEL S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-17 | common stock, no par value | M | 12000 | $1.81 | Acquired | 134000 | Direct |
| 2013-12-17 | common stock, no par value | F | 2617 | $8.3 | Disposed | 131383 | Direct |
| 2013-12-17 | common stock, no par value | M | 18000 | $1.2 | Acquired | 149383 | Direct |
| 2013-12-17 | common stock, no par value | F | 2603 | $8.3 | Disposed | 146780 | Direct |
| 2013-12-17 | common stock, no par value | M | 7000 | $1.94 | Acquired | 153780 | Direct |
| 2013-12-17 | common stock, no par value | F | 1636 | $8.3 | Disposed | 152144 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-17 | Stock Options | $1.81 | M | 12000 | Disposed | 2020-04-27 | Common, no par value (12000) | Direct |
| 2013-12-17 | Stock Options | $1.2 | M | 18000 | Disposed | 2022-04-03 | Common, no par value (18000) | Direct |
| 2013-12-17 | Stock Options | $1.94 | M | 7000 | Disposed | 2022-07-16 | Common, no par value (7000) | Direct |
Footnotes
F1: Represents a net exercise of outstanding stock options. The reporting person received 9,383 shares of common stock on net exercise of option to purchase 12,000 shares of common stock. The reporting person forfeited 2,617 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on December 17, 2013 of $8.30 per share.
F2: Represents a net exercise of outstanding stock options. The reporting person received 15,397 shares of common stock on net exercise of option to purchase 18,000 shares of common stock. The reporting person forfeited 2,603 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on December 17, 2013 of $8.30 per share.
F3: Represents a net exercise of outstanding stock options. The reporting person received 5,364 shares of common stock on net exercise of option to purchase 7,000 shares of common stock. The reporting person forfeited 1,636 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on December 17, 2013 of $8.30 per share.
F4: Issued in consideration of the named person's service as a director of the issuer.