Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CONSUMER PORTFOLIO SERVICES, INC. Director's Dealing 2013

Dec 20, 2013

33816_dirs_2013-12-19_cfc5d070-d85e-4d20-89b5-7f852342ffb7.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONSUMER PORTFOLIO SERVICES INC (CPSS)
CIK: 0000889609
Period of Report: 2013-12-17

Reporting Person: WOOD DANIEL S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-17 common stock, no par value M 12000 $1.81 Acquired 134000 Direct
2013-12-17 common stock, no par value F 2617 $8.3 Disposed 131383 Direct
2013-12-17 common stock, no par value M 18000 $1.2 Acquired 149383 Direct
2013-12-17 common stock, no par value F 2603 $8.3 Disposed 146780 Direct
2013-12-17 common stock, no par value M 7000 $1.94 Acquired 153780 Direct
2013-12-17 common stock, no par value F 1636 $8.3 Disposed 152144 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-17 Stock Options $1.81 M 12000 Disposed 2020-04-27 Common, no par value (12000) Direct
2013-12-17 Stock Options $1.2 M 18000 Disposed 2022-04-03 Common, no par value (18000) Direct
2013-12-17 Stock Options $1.94 M 7000 Disposed 2022-07-16 Common, no par value (7000) Direct

Footnotes

F1: Represents a net exercise of outstanding stock options. The reporting person received 9,383 shares of common stock on net exercise of option to purchase 12,000 shares of common stock. The reporting person forfeited 2,617 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on December 17, 2013 of $8.30 per share.

F2: Represents a net exercise of outstanding stock options. The reporting person received 15,397 shares of common stock on net exercise of option to purchase 18,000 shares of common stock. The reporting person forfeited 2,603 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on December 17, 2013 of $8.30 per share.

F3: Represents a net exercise of outstanding stock options. The reporting person received 5,364 shares of common stock on net exercise of option to purchase 7,000 shares of common stock. The reporting person forfeited 1,636 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on December 17, 2013 of $8.30 per share.

F4: Issued in consideration of the named person's service as a director of the issuer.