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CONSTELLATION BRANDS, INC. — Director's Dealing 2022
Aug 19, 2022
30189_dirs_2022-08-19_897a8964-5f6e-4276-b308-aade6368cf19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2022-08-18
Reporting Person: Sabia James A. Jr. (EVP & Pres. Beer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-18 | Class A Common Stock | C | 4165 | — | Acquired | 51401 | Direct |
| 2022-08-18 | Class A Common Stock | S | 4165 | $250.8441 | Disposed | 47236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-18 | Non-Qualified Stock Option (right to buy) | $79.61 | M | 4165 | Disposed | 2024-04-28 | Class 1 (convertible) Common Stock (4165.0) | Direct |
| 2022-08-18 | Class 1 (convertible) Common Stock | $ | M | 4165 | Acquired | Class A Common Stock (4165.0) | Direct | |
| 2022-08-18 | Class 1 (convertible) Common Stock | $ | C | 4165 | Disposed | Class A Common Stock (4165.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2392 | Indirect |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Held by the James A., Jr. and Brooke M. Sabia Trust, of which the reporting person and his spouse are trustees and beneficiaries.
F3: 100% of this option has become exercisable.
F4: Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange.