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CONSTELLATION BRANDS, INC. — Director's Dealing 2021
Jan 12, 2021
30189_dirs_2021-01-12_23e9c48d-fa3e-41b9-bdfc-c51846c82913.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2021-01-08
Reporting Person: HETTERICH F PAUL (EVP & Pres. Beer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-11 | Class A Common Stock | G | 815 | — | Disposed | 55717 | Direct |
| 2021-01-08 | Class A Common Stock | S | 2269 | $229.2294 | Disposed | 18030 | Indirect |
| 2021-01-08 | Class A Common Stock | S | 1600 | $230.28 | Disposed | 16430 | Indirect |
| 2021-01-08 | Class A Common Stock | S | 1500 | $231.069 | Disposed | 14930 | Indirect |
| 2021-01-08 | Class A Common Stock | S | 700 | $231.9014 | Disposed | 14230 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 599 | Indirect |
| Class A Common Stock | 737 | Indirect |
| Class A Common Stock | 373.928 | Indirect |
| Class A Common Stock | 373.928 | Indirect |
Footnotes
F1: Includes shares of Class A Common Stock acquired in July 2020 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $228.6500 to $229.6400, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $229.6600 to $230.6400, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $230.6800 to $231.5900, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F5: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $231.7800 to $232.1600, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F6: These shares are held in UTMA accounts for the benefit of the reporting person's stepsons. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.