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CONSTELLATION BRANDS, INC. — Director's Dealing 2021
Apr 22, 2021
30189_dirs_2021-04-22_e1066bb7-bccf-4c00-8420-051e0aa75e83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2021-04-20
Reporting Person: SANDS ROBERT (Director, Chairman of the Board, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-20 | Non-Qualified Stock Option (right to buy) | $238.31 | A | 66878 | Acquired | 2031-04-20 | Class 1 (convertible) Common Stock (66878.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class 1 (convertible) Common Stock | $ | Class A Common Stock (593352.0) | 593352 | Indirect | |
| Non-Qualified Stock Option (right to buy) | $24.5 | 2022-04-03 | Class 1 (convertible) Common Stock (212380.0) | 212380 | Indirect |
| Non-Qualified Stock Option (right to buy) | $47.79 | 2023-04-26 | Class 1 (convertible) Common Stock (114560.0) | 114560 | Indirect |
| Non-Qualified Stock Option (right to buy) | $79.61 | 2024-04-28 | Class 1 (convertible) Common Stock (72010.0) | 72010 | Indirect |
| Non-Qualified Stock Option (right to buy) | $117.12 | 2025-04-28 | Class 1 (convertible) Common Stock (64460.0) | 64460 | Indirect |
| Non-Qualified Stock Option (right to buy) | $156.84 | 2026-04-25 | Class 1 (convertible) Common Stock (54168.0) | 54168 | Indirect |
| Non-Qualified Stock Option (right to buy) | $172.09 | 2027-04-21 | Class 1 (convertible) Common Stock (57772.0) | 57772 | Indirect |
| Non-Qualified Stock Option (right to buy) | $228.26 | 2028-04-23 | Class 1 (convertible) Common Stock (45480.0) | 45480 | Indirect |
| Non-Qualified Stock Option (right to buy) | $207.48 | 2029-04-23 | Class 1 (convertible) Common Stock (85985.0) | 85985 | Indirect |
| Non-Qualified Stock Option (right to buy) | $153.02 | 2030-04-21 | Class 1 (convertible) Common Stock (131088.0) | 131088 | Indirect |
Footnotes
F1: This option becomes exercisable at the rate of 25% per year beginning on the date specified.
F2: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F3: Reflects a change in beneficial ownership of the reported shares of Class 1 Common Stock from direct to indirect. On February 8, 2021, the reporting person transferred these shares to RSS Master LLC.
F4: RSS Master LLC is a limited liability company that is wholly-owned by a trust, for which the reporting person serves as trustee and is the sole beneficiary.
F5: 100% of this option has become exercisable.
F6: Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On November 16, 2020, the reporting person transferred the Non-Qualified Stock Options to RSS Master LLC.