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CONSTELLATION BRANDS, INC. — Director's Dealing 2021
May 11, 2021
30189_dirs_2021-05-10_cebeb91a-d435-4b5b-9895-5a7a6e1eabe8.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2021-04-30
Reporting Person: Richard Sands Master Trust (10% Owner)
Reporting Person: RES Master LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 149876 | Indirect |
| Class A Common Stock | 5483842 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B (convertible) Common Stock | $ | Class A Common Stock (37350.0) | Indirect | ||
| Class B (convertible) Common Stock | $ | Class A Common Stock (22746786.0) | Indirect | ||
| Non-Qualified Stock Option (right to buy) | $24.5 | 2022-04-03 | Class 1 (convertible) Common Stock (357030.0) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $47.79 | 2023-04-26 | Class 1 (convertible) Common Stock (167370.0) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $79.61 | 2024-04-28 | Class 1 (convertible) Common Stock (105200.0) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $117.12 | 2025-04-28 | Class 1 (convertible) Common Stock (94170.0) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $156.84 | 2026-04-25 | Class 1 (convertible) Common Stock (79141.0) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $172.09 | 2027-04-21 | Class 1 (convertible) Common Stock (84970.0) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $228.26 | 2028-04-23 | Class 1 (convertible) Common Stock (66895.0) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $207.48 | 2029-04-23 | Class 1 (convertible) Common Stock (73087.0) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $153.02 | 2030-04-21 | Class 1 (convertible) Common Stock (111425.0) | Indirect | |
| Non-Qualified Stock Option (right to buy) | $238.31 | 2031-04-20 | Class 1 (convertible) Common Stock (56846.0) | Indirect |
Footnotes
F1: RES Master LLC is the direct owner of these securities. RES Master LLC is a limited liability company that is wholly-owned by the Richard Sands Master Trust.
F2: The reported shares are also indirectly owned by RES Master LLC. Various Sands family limited partnerships directly own the reported shares of Class A Common Stock. WildStar Partners LLC ("WildStar") holds a .045% co-general partner interest in those family limitedpartnerships. RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar, and RES Master LLC is a member of RRA&Z. RES Master LLC is a sole member limited liability company of which RESMaster Trust is the sole owner.
F3: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.
F4: 100% of this option has become exercisable.
F5: This option becomes exercisable at the rate of 25% per year beginning on the date specified.