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CONSTELLATION BRANDS, INC. — Director's Dealing 2021
Jul 14, 2021
30189_dirs_2021-07-13_f2ee209d-ac1e-498f-b304-e2c3846b4449.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2021-07-10
Reporting Person: LOCKE JAMES A III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-10 | Class A Common Stock | M | 567 | — | Acquired | 567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-10 | Restricted Stock Units | $ | M | 567 | Disposed | Class A Common Stock (567.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 39517 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $50.9 | 2023-07-24 | Class 1 (convertible) Common Stock (2750.0) | 2750 | Indirect |
| Non-Qualified Stock Option (right to buy) | $87.13 | 2024-07-23 | Class 1 (convertible) Common Stock (1606.0) | 1606 | Indirect |
| Non-Qualified Stock Option (right to buy) | $119.37 | 2025-07-22 | Class 1 (convertible) Common Stock (1172.0) | 1172 | Indirect |
| Non-Qualified Stock Option (right to buy) | $166.34 | 2026-07-20 | Class 1 (convertible) Common Stock (1267.0) | 1267 | Indirect |
| Non-Qualified Stock Option (right to buy) | $197.18 | 2027-07-18 | Class 1 (convertible) Common Stock (1041.0) | 1041 | Indirect |
| Non-Qualified Stock Option (right to buy) | $213.85 | 2028-07-17 | Class 1 (convertible) Common Stock (1015.0) | 1015 | Indirect |
| Non-Qualified Stock Option (right to buy) | $197.88 | 2029-07-16 | Class 1 (convertible) Common Stock (1289.0) | 1289 | Indirect |
| Non-Qualified Stock Option (right to buy) | $180.77 | 2030-07-21 | Class 1 (convertible) Common Stock (1391.0) | 1391 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F2: Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary.
F3: The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date.
F4: Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On July 9, 2021, the reporting person transferred the Non-Qualified Stock Options to the James A Locke III Revocable Trust.