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CONSTELLATION BRANDS, INC. — Director's Dealing 2020
Jan 10, 2020
30189_dirs_2020-01-10_cbaaa52f-6636-4b5b-8321-0f64b1a637a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2020-01-09
Reporting Person: Hanson Robert Lee (EVP & Pres. Wine and Spirits)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-09 | Class A Common Stock | C | 4056 | — | Acquired | 8591 | Direct |
| 2020-01-09 | Class A Common Stock | S | 4056 | $195 | Disposed | 4535 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-09 | Non-Qualified Stock Option (right to buy) | $44.65 | M | 1306 | Disposed | 2020-04-24 | Class 1 (convertible) Common Stock (1306.0) | Direct |
| 2020-01-09 | Non-Qualified Stock Option (right to buy) | $50.9 | M | 2750 | Disposed | 2020-04-24 | Class 1 (convertible) Common Stock (2750.0) | Direct |
| 2020-01-09 | Class 1 (convertible) Common Stock | $ | M | 4056 | Acquired | Class A Common Stock (4056.0) | Direct | |
| 2020-01-09 | Class 1 (convertible) Common Stock | $ | C | 4056 | Disposed | Class A Common Stock (4056.0) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: 100% of this option has become exercisable.
F3: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F4: The shares of Class 1 Common Stock were acquired at the following prices: 1,306 shares at $44.65 and 2,705 shares at $50.90.