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CONSTELLATION BRANDS, INC. — Director's Dealing 2020
May 4, 2020
30189_dirs_2020-05-04_ab208119-856f-4c18-bb15-814fc94746c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Canopy Growth Corp (CGC)
CIK: 0001737927
Period of Report: 2020-05-01
Reporting Person: CONSTELLATION BRANDS, INC. (10% Owner)
Reporting Person: Greenstar Canada Investment Limited Partnership (10% Owner)
Reporting Person: Greenstar Canada Investment Corp (10% Owner)
Reporting Person: Constellation Brands Canada Holdings ULC (10% Owner)
Reporting Person: CONSTELLATION INTERNATIONAL HOLDINGS LTD (10% Owner)
Reporting Person: Constellation Capital LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-01 | Common Shares | X | 9438451 | — | Acquired | 28315352 | Indirect |
| 2020-05-01 | Common Shares | X | 9438450 | — | Acquired | 37753802 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-01 | Tranche 1 Warrants (right to buy) | $ | X | 9438451 | Disposed | 2020-05-01 | Common Shares (9438451.0) | Indirect |
| 2020-05-01 | Tranche 2 Warrants (right to buy) | $ | X | 9438450 | Disposed | 2020-05-01 | Common Shares (9438450.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 104500000 | Indirect |
Footnotes
F1: These warrants have an exercise price of CAD 12.9783, which, when using the exchange rate on May 1, 2020, is equivalent to $9.2117.
F2: These shares are owned directly by Greenstar Canada Investment Limited Partnership, which partners are Greenstar Canada Investment Corporation ("GCIC") and Constellation Brands Canada Holdings ULC ("CBCH"). CBCH is a wholly-owned subsidiary of Constellation Capital LLC ("CC"), which is a wholly-owned subsidiary of Constellation International Holdings Limited ("CIHL"), which is a wholly-owned subsidiary of Constellation Brands, Inc. GCIC, CBCH, CC, CIHL and Constellation Brands, Inc. are indirect beneficial owners of the reported shares.
F3: These shares are owned directly by CBG Holdings LLC, which is a wholly-owned subsidiary of Constellation Brands, Inc.