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CONSTELLATION BRANDS, INC. — Director's Dealing 2020
May 5, 2020
30189_dirs_2020-05-05_f0e1e852-4479-4d70-94b6-9b993bc3310f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2020-05-01
Reporting Person: Sabia James A. Jr. (EVP & Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-01 | Class A Common Stock | M | 751 | — | Acquired | 44301 | Direct |
| 2020-05-01 | Class A Common Stock | M | 1076 | — | Acquired | 45377 | Direct |
| 2020-05-01 | Class A Common Stock | F | 489 | $161.57 | Disposed | 44888 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-01 | Performance Share Units | $ | M | 751 | Disposed | Class A Common Stock (751.0) | Direct | |
| 2020-05-01 | Restricted Stock Units | $ | M | 209 | Disposed | 2020-05-01 | Class A Common Stock (209.0) | Direct |
| 2020-05-01 | Restricted Stock Units | $ | M | 198 | Disposed | 2021-05-01 | Class A Common Stock (198.0) | Direct |
| 2020-05-01 | Restricted Stock Units | $ | M | 382 | Disposed | 2022-05-01 | Class A Common Stock (382.0) | Direct |
| 2020-05-01 | Restricted Stock Units | $ | M | 287 | Disposed | Class A Common Stock (287.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2392 | Indirect |
Footnotes
F1: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F2: Includes shares of Class A Common Stock acquired in July 2019 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F4: Held by the James A., Jr. and Brooke M. Sabia Trust, of which the reporting person and his spouse are trustees and beneficiaries.
F5: The performance share units disposed of in the reported transaction vested on May 1, 2020. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
F6: The restricted stock units disposed of in the reported transaction vested on May 1, 2020. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.