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CONSTELLATION BRANDS, INC. — Director's Dealing 2018
Mar 29, 2018
30189_dirs_2018-03-29_4ff3a8db-2987-4057-89dd-4b2f0aa682e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2018-03-27
Reporting Person: HETTERICH F PAUL (Exec. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-12 | Class A Common Stock | G | 962.0000 | $0.0000 | Disposed | 57293.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-27 | Performance Share Units | $ | A | 5180.0000 | Acquired | Class A Common Stock (5180.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 737.0000 | Indirect |
| Class A Common Stock | 599.0000 | Indirect |
| Class A Common Stock | 20299.0000 | Indirect |
| Class A Common Stock | 373.9280 | Indirect |
| Class A Common Stock | 373.9280 | Indirect |
Footnotes
F1: Includes shares of Class A Common Stock acquired in July 2017 and January 2018 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F2: The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F3: These shares are held in UTMA accounts for the benefit of the reporting person's stepsons. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F4: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F5: Represents the date that the performance criteria with respect to the performance share units was satisfied.
F6: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.