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CONSTELLATION BRANDS, INC. — Director's Dealing 2018
May 3, 2018
30189_dirs_2018-05-03_9b13eff0-a594-45b4-956a-7c6fed4b1223.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2018-05-01
Reporting Person: SANDS ROBERT (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-01 | Class A Common Stock | M | 18940.0000 | — | Acquired | 605237.0000 | Direct |
| 2018-05-01 | Class A Common Stock | M | 9492.0000 | — | Acquired | 614729.0000 | Direct |
| 2018-05-01 | Class A Common Stock | F | 13669.0000 | $229.6800 | Disposed | 601060.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | Performance Share Units | $ | M | 18940.0000 | Disposed | Class A Common Stock (18940.0000) | Direct | |
| 2018-05-01 | Restricted Stock Units | $ | M | 3397.0000 | Disposed | Class A Common Stock (3397.0000) | Direct | |
| 2018-05-01 | Restricted Stock Units | $ | M | 2367.0000 | Disposed | Class A Common Stock (2367.0000) | Direct | |
| 2018-05-01 | Restricted Stock Units | $ | M | 1811.0000 | Disposed | Class A Common Stock (1811.0000) | Direct | |
| 2018-05-01 | Restricted Stock Units | $ | M | 1917.0000 | Disposed | Class A Common Stock (1917.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 19329.0000 | Indirect |
| Class A Common Stock | 5620092.0000 | Indirect |
| Class A Common Stock | 1769.0000 | Indirect |
Footnotes
F1: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F2: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F3: These shares are held in a trust for the benefit of the reporting person's stepchildren. The reporting person's spouse is the trustee of this trust. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F4: RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar Partners LLC ("WildStar"). WildStar holds a 0.045% co-general partner interest in various Sands Family limited partnerships. The reporting person is a member and co-manager of RRA&Z.
F5: The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F6: The performance share units disposed of in the reported transaction vested on May 1, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
F7: The restricted stock units disposed of in the reported transaction vested on May 1, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.