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CONSTELLATION BRANDS, INC. — Director's Dealing 2016
Jan 21, 2016
30189_dirs_2016-01-21_5a059610-37ee-4297-a62d-2f6e9ff2027d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2016-01-19
Reporting Person: Klein David Eric (Exec Vice Pres. & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-19 | Class A Common Stock | C | 20000.0000 | — | Acquired | 50420.0000 | Direct |
| 2016-01-19 | Class A Common Stock | M | 10000.0000 | $20.7900 | Acquired | 60420.0000 | Direct |
| 2016-01-19 | Class A Common Stock | S | 30000.0000 | $145.4124 | Disposed | 30420.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-19 | Class 1 (convertible) Common Stock | $ | M | 20000.0000 | Acquired | Class A Common Stock (20000.0000) | Direct | |
| 2016-01-19 | Class 1 (convertible) Common Stock | $ | C | 20000.0000 | Disposed | Class A Common Stock (20000.0000) | Direct | |
| 2016-01-19 | Non-Qualified Stock Option (right to buy) | $22.2700 | M | 20000.0000 | Disposed | 2017-04-18 | Class 1 Common Stock (20000.0000) | Direct |
| 2016-01-19 | Non-Qualified Stock Option (right to buy) | $20.7900 | M | 10000.0000 | Disposed | 2017-04-03 | Class A Common Stock (10000.0000) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Includes shares of Class A Common Stock acquired in July 2015 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $145.3000 to $145.5750, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F5: 100% of this option has become exercisable.