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CONSTELLATION BRANDS, INC. — Director's Dealing 2015
May 5, 2015
30189_dirs_2015-05-05_428b583a-d613-4deb-af9c-5486642501b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2015-05-01
Reporting Person: HETTERICH F PAUL (EVP, Corp Dev & Beer Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-01 | Class A Common Stock | M | 23740.0000 | — | Acquired | 75019.0000 | Direct |
| 2015-05-01 | Class A Common Stock | M | 5393.0000 | — | Acquired | 80412.0000 | Direct |
| 2015-05-01 | Class A Common Stock | F | 14862.0000 | $117.1900 | Disposed | 65550.0000 | Direct |
| 2015-05-04 | Class A Common Stock | S | 1290.0000 | $117.2805 | Disposed | 64260.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-01 | Performance Share Units | $ | M | 23740.0000 | Disposed | Class A Common Stock (23740.0000) | Direct | |
| 2015-05-01 | Restricted Stock Units | $ | M | 2967.0000 | Disposed | Class A Common Stock (2967.0000) | Direct | |
| 2015-05-01 | Restricted Stock Units | $ | M | 1498.0000 | Disposed | Class A Common Stock (1498.0000) | Direct | |
| 2015-05-01 | Restricted Stock Units | $ | M | 928.0000 | Disposed | Class A Common Stock (928.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 139.0000 | Indirect |
Footnotes
F1: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F2: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F3: This reported sale was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 20 shares only, with the reporting person's purchase of 20 shares of Constellation Brands, Inc. Class A Common Stock at a price of $115.3684 on February 20, 2015. The reporting person has agreed to pay to Constellation Brands, Inc. $38.25, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
F4: The performance share units disposed of in the reported transaction vested on May 1, 2015. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
F5: The restricted stock units disposed of in the reported transaction vested on May 1, 2015. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.