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CONSTELLATION BRANDS, INC. — Director's Dealing 2015
May 5, 2015
30189_dirs_2015-05-05_53001ded-3ee6-45a5-8c59-935ebe73be5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2015-05-01
Reporting Person: SANDS ROBERT (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-01 | Class A Common Stock | M | 96980.0000 | — | Acquired | 775173.0000 | Direct |
| 2015-05-01 | Class A Common Stock | M | 21008.0000 | — | Acquired | 796181.0000 | Direct |
| 2015-05-01 | Class A Common Stock | F | 60849.0000 | $117.1900 | Disposed | 735332.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-01 | Performance Share Units | $ | M | 96980.0000 | Disposed | Class A Common Stock (96980.0000) | Direct | |
| 2015-05-01 | Restricted Stock Units | $ | M | 12122.0000 | Disposed | Class A Common Stock (12122.0000) | Direct | |
| 2015-05-01 | Restricted Stock Units | $ | M | 5488.0000 | Disposed | Class A Common Stock (5488.0000) | Direct | |
| 2015-05-01 | Restricted Stock Units | $ | M | 3398.0000 | Disposed | Class A Common Stock (3398.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 80928.0000 | Indirect |
| Class A Common Stock | 73800.0000 | Indirect |
| Class A Common Stock | 768.0000 | Indirect |
| Class A Common Stock | 1769.0000 | Indirect |
Footnotes
F1: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F2: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F3: The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F4: LES Holdings LLC is a limited liability company of which the reporting person is the general manager.
F5: MES Holdings LLC is a limited liability company of which the reporting person is the general manager.
F6: Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F7: M,L,R&R ("MLR&R") is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest.
F8: The performance share units disposed of in the reported transaction vested on May 1, 2015. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
F9: The restricted stock units disposed of in the reported transaction vested on May 1, 2015. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.