AI assistant
CONSTELLATION BRANDS, INC. — Director's Dealing 2015
Oct 15, 2015
30189_dirs_2015-10-15_1dea789c-c7d5-4b94-9e7d-b6be09583858.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2015-10-13
Reporting Person: HETTERICH F PAUL (EVP, Corp Dev & Beer Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-13 | Class A Common Stock | C | 34.0000 | — | Acquired | 64389.0000 | Direct |
| 2015-10-13 | Class A Common Stock | S | 34.0000 | $137.0000 | Disposed | 64355.0000 | Direct |
| 2015-10-14 | Class A Common Stock | C | 14142.0000 | — | Acquired | 78497.0000 | Direct |
| 2015-10-14 | Class A Common Stock | S | 8926.0000 | $135.0000 | Disposed | 69571.0000 | Direct |
| 2015-10-14 | Class A Common Stock | S | 14142.0000 | $135.0192 | Disposed | 55429.0000 | Direct |
| 2015-10-14 | Class A Common Stock | S | 17919.0000 | $134.0000 | Disposed | 37510.0000 | Direct |
| 2015-10-15 | Class A Common Stock | C | 53325.0000 | — | Acquired | 90835.0000 | Direct |
| 2015-10-15 | Class A Common Stock | S | 2081.0000 | $134.5120 | Disposed | 88754.0000 | Direct |
| 2015-10-15 | Class A Common Stock | S | 53325.0000 | $134.4537 | Disposed | 35429.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-13 | Class 1 (convertible) Common Stock | $ | M | 34.0000 | Acquired | Class A Common Stock (34.0000) | Direct | |
| 2015-10-13 | Class 1 (convertible) Common Stock | $ | C | 34.0000 | Disposed | Class A Common Stock (34.0000) | Direct | |
| 2015-10-13 | Non-Qualified Stock Option (right to buy) | $16.6700 | M | 34.0000 | Disposed | 2020-04-05 | Class 1 Common Stock (34.0000) | Direct |
| 2015-10-14 | Class 1 (convertible) Common Stock | $ | M | 14142.0000 | Acquired | Class A Common Stock (14142.0000) | Direct | |
| 2015-10-14 | Class 1 (convertible) Common Stock | $ | C | 14142.0000 | Disposed | Class A Common Stock (14142.0000) | Direct | |
| 2015-10-14 | Non-Qualified Stock Option (right to buy) | $16.6700 | M | 14142.0000 | Disposed | 2020-04-05 | Class 1 Common Stock (14142.0000) | Direct |
| 2015-10-15 | Class 1 (convertible) Common Stock | $ | M | 42114.0000 | Acquired | Class A Common Stock (42114.0000) | Direct | |
| 2015-10-15 | Class 1 (convertible) Common Stock | $ | M | 11211.0000 | Acquired | Class A Common Stock (11211.0000) | Direct | |
| 2015-10-15 | Class 1 (convertible) Common Stock | $ | C | 53325.0000 | Disposed | Class A Common Stock (53325.0000) | Direct | |
| 2015-10-15 | Non-Qualified Stock Option (right to buy) | $16.6700 | M | 11211.0000 | Disposed | 2020-04-05 | Class 1 Common Stock (11211.0000) | Direct |
| 2015-10-15 | Non-Qualified Stock Option (right to buy) | $20.6000 | M | 42114.0000 | Disposed | 2021-04-05 | Class 1 Common Stock (42114.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 139.0000 | Indirect |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Includes shares of Class A Common Stock acquired in July 2015 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.25, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.50 to $134.60, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F5: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.055 to $134.96, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F6: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F7: The four-year vesting schedule began on the date specified; 100% of this option has now vested.