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CONSTELLATION BRANDS, INC. — Director's Dealing 2015
Oct 29, 2015
30189_dirs_2015-10-29_0384583b-b829-4a68-91a4-4f2952b796c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2015-10-27
Reporting Person: SANDS RICHARD (Director, Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-27 | Class A Common Stock | M | 6388.0000 | $25.8800 | Acquired | 338113.0000 | Direct |
| 2015-10-27 | Class A Common Stock | S | 6388.0000 | $136.0957 | Disposed | 331725.0000 | Direct |
| 2015-10-28 | Class A Common Stock | M | 40425.0000 | $25.8800 | Acquired | 372150.0000 | Direct |
| 2015-10-28 | Class A Common Stock | M | 2445.0000 | $20.7900 | Acquired | 374595.0000 | Direct |
| 2015-10-28 | Class A Common Stock | S | 42870.0000 | $136.0159 | Disposed | 331725.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-27 | Non-Qualified Stock Option (right to buy) | $25.8800 | M | 6388.0000 | Disposed | 2016-04-05 | Class A Common Stock (6388.0000) | Direct |
| 2015-10-28 | Non-Qualified Stock Option (right to buy) | $20.7900 | M | 2445.0000 | Disposed | 2017-04-03 | Class A Common Stock (2445.0000) | Direct |
| 2015-10-28 | Non-Qualified Stock Option (right to buy) | $25.8800 | M | 40425.0000 | Disposed | 2016-04-05 | Class A Common Stock (40425.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 768.0000 | Indirect |
| Class A Common Stock | 15720.0000 | Indirect |
Footnotes
F1: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $136.00 to $136.32, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $136.00 to $136.09, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F4: M,L,R&R is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest.
F5: The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F6: 100% of this option has become exercisable.