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CONSTELLATION BRANDS, INC. — Director's Dealing 2014
Feb 13, 2014
30189_dirs_2014-02-13_fa1fbdcb-2359-4f27-bc97-923c31e855ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2014-02-11
Reporting Person: HETTERICH F PAUL (Executive VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-11 | Class A Common Stock | M | 80800.0000 | $25.8800 | Acquired | 120232.0000 | Direct |
| 2014-02-11 | Class A Common Stock | C | 46250.0000 | — | Acquired | 166482.0000 | Direct |
| 2014-02-11 | Class A Common Stock | M | 29600.0000 | $27.2350 | Acquired | 196082.0000 | Direct |
| 2014-02-11 | Class A Common Stock | S | 156650.0000 | $78.5000 | Disposed | 39432.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 | Class 1 (convertible) Common Stock | $ | M | 30000.0000 | Acquired | Class A Common Stock (30000.0000) | Direct | |
| 2014-02-11 | Class 1 (convertible) Common Stock | $ | M | 16250.0000 | Acquired | Class A Common Stock (16250.0000) | Direct | |
| 2014-02-11 | Class 1 (convertible) Common Stock | $ | C | 46250.0000 | Disposed | Class A Common Stock (46250.0000) | Direct | |
| 2014-02-11 | Non-Qualified Stock Option (right to buy) | $23.4800 | M | 30000.0000 | Disposed | 2018-01-02 | Class 1 Common Stock (30000.0000) | Direct |
| 2014-02-11 | Non-Qualified Stock Option (right to buy) | $22.2700 | M | 16250.0000 | Disposed | 2017-04-18 | Class 1 Common Stock (16250.0000) | Direct |
| 2014-02-11 | Non-Qualified Stock Option (right to buy) | $25.8800 | M | 80800.0000 | Disposed | 2016-04-05 | Class A Common Stock (80800.0000) | Direct |
| 2014-02-11 | Non-Qualified Stock Option (right to buy) | $27.2350 | M | 29600.0000 | Disposed | 2015-04-07 | Class A Common Stock (29600.0000) | Direct |
Footnotes
F1: Includes shares of Class A Common Stock acquired in July 2013 and January 2014 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F2: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F3: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F4: 100% of this option has become exercisable.