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CONSTELLATION BRANDS, INC. — Director's Dealing 2014
May 5, 2014
30189_dirs_2014-05-05_31197a23-0ca3-457b-a5ef-bb224e3960a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2014-05-01
Reporting Person: SANDS ROBERT (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-01 | Class A Common Stock | M | 112540.0000 | — | Acquired | 737702.0000 | Direct |
| 2014-05-01 | Class A Common Stock | M | 17611.0000 | — | Acquired | 755313.0000 | Direct |
| 2014-05-01 | Class A Common Stock | F | 67120.0000 | $81.2600 | Disposed | 688193.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-01 | Performance Share Units | $ | M | 112540.0000 | Disposed | Class A Common Stock (112540.0000) | Direct | |
| 2014-05-01 | Restricted Stock Units | $ | M | 12123.0000 | Disposed | Class A Common Stock (12123.0000) | Direct | |
| 2014-05-01 | Restricted Stock Units | $ | M | 5488.0000 | Disposed | Class A Common Stock (5488.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 471608.0000 | Indirect |
| Class A Common Stock | 1447812.0000 | Indirect |
| Class A Common Stock | 80928.0000 | Indirect |
| Class A Common Stock | 73800.0000 | Indirect |
| Class A Common Stock | 768.0000 | Indirect |
Footnotes
F1: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F2: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F3: Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F4: CWC Partnership I is a general partnership of which the reporting person is a managing partner and in which he has a pecuniary interest.
F5: CWC Partnership II is a general partnership of which the reporting person is a trustee of the managing partner and in which he has a pecuniary interest.
F6: The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F7: LES Holdings LLC is a limited liability company of which the reporting person is the general manager.
F8: MES Holdings LLC is a limited liability company of which the reporting person is the general manager.
F9: M, L, R & R ("MLR&R") is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest. The reporting person is a beneficiary and trustee of The Marvin Sands Master Trust, which is also a partner in MLR&R.
F10: The performance share units disposed of in the reported transaction vested on May 1, 2014. Vested shares were delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.
F11: The restricted stock units disposed of in the reported transaction vested on May 1, 2014. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.